Policies and

Procedures Manual

 

 

 

Chapter One:

 

Acceptance of Trustors and Clearing Member Authorization

 

 

Chapter Two:

 

Accreditation of Clearing Member Personnel

 

 

Chapter Three:

 

General Contract Conditions

 

 

Chapter Four:

 

Recording and Clearing Transactions

 

 

Chapter Five:

 

Correction of Errors

 

 

Chapter Six:

 

Settlement of Transactions

 

 

Chapter Seven:

 

Contribution Fund

 

 

Chapter Eight:

 

Clearing Fund

 

 

Chapter Nine:

 

Information

 

 

Chapter Ten:

 

Procedures for the Transfer of Trader or Client Positions

 

 

Chapter Eleven:

 

Fees and commissions

 

 

 

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